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6840
§ 4.97 Schedule of ratings—respiratory system.

Diaphragm paralysis or weakness

Complete or partial loss of diaphragm muscle function that may cause breathing difficulty.

What the rating means

Diaphragm paralysis or paresis is rated under the General Rating Formula for Restrictive Lung Disease, which covers diagnostic codes 6840 through 6845. VA may also rate the primary disorder instead, whichever produces the higher evaluation.

The formula has four levels based on breathing test results and clinical findings. A 100% rating applies if your FEV-1 is below 40% of the predicted value, your FEV-1/FVC ratio is below 40%, your DLCO (SB) is below 40% predicted, your maximum exercise capacity is below 15 ml/kg/min oxygen consumption with cardiac or respiratory limitation, or you have cor pulmonale, right ventricular hypertrophy, pulmonary hypertension shown by echocardiogram or cardiac catheterization, episodes of acute respiratory failure, or a need for outpatient oxygen therapy. A 60% rating applies when FEV-1 is 40 to 55% predicted, FEV-1/FVC is 40 to 55%, DLCO (SB) is 40 to 55% predicted, or maximum oxygen consumption is 15 to 20 ml/kg/min with cardiorespiratory limitation. A 30% rating applies when FEV-1 is 56 to 70% predicted, FEV-1/FVC is 56 to 70%, or DLCO (SB) is 56 to 65% predicted. A 10% rating applies when FEV-1 is 71 to 80% predicted, FEV-1/FVC is 71 to 80%, or DLCO (SB) is 66 to 80% predicted.

Evidence that helps

Because the rating criteria turn almost entirely on pulmonary function test results, the most important records are those that document formal breathing tests. Spirometry results showing your FEV-1 value and your FEV-1/FVC ratio directly correspond to each rating level. A DLCO (SB) test, which measures how well carbon monoxide passes from your lungs into your blood, provides a separate path to each level. Cardiopulmonary exercise testing that records your maximum oxygen consumption is relevant at the 60% and 100% levels.

At the 100% level, additional clinical findings carry independent weight. Records showing a diagnosis of cor pulmonale or right ventricular hypertrophy, an echocardiogram or cardiac catheterization report documenting pulmonary hypertension, hospital records for episodes of acute respiratory failure, or a prescription and treatment records for home or outpatient oxygen therapy each support that level on their own.

Statements from you or people who know you describing how breathlessness limits your physical activity, work duties, or daily tasks can help place objective test results in context for the examiner reviewing your file.

Secondary conditions

Conditions that are often caused or made worse by this one. If you have any of these, they may be claimable as secondary service connection.