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5202
§ 4.71a Schedule of ratings—musculoskeletal system.

Upper arm bone (humerus) impairment

Damage or impairment to the upper arm bone affecting shoulder or arm function.

What the rating means

VA rates other impairment of the humerus under diagnostic code 5202. The ratings depend on what type of impairment you have and which arm is affected — your major arm (the one you write with or use more) or your minor arm (the other one).

The highest ratings apply to loss of the head of the humerus, which creates a flail shoulder: 80% for the major arm and 70% for the minor arm. If the bone failed to heal and forms a false flail joint (nonunion), the rating is 60% for the major arm and 50% for the minor arm. A fibrous union, where the bone healed with soft tissue rather than solid bone, is rated 50% for the major arm and 40% for the minor arm.

Recurrent dislocation at the shoulder joint is rated by how often episodes occur and how much they limit movement. Frequent episodes with guarding of all arm movements rate 30% for the major arm and 20% for the minor arm. Infrequent episodes with guarding only at shoulder level rate 20% for both arms. Malunion with marked deformity rates 30% for the major arm and 20% for the minor arm. Malunion with moderate deformity rates 20% for both arms.

Evidence that helps

The type of evidence that helps most depends on which rating level you are trying to document. For the highest levels — flail shoulder, nonunion, or fibrous union — imaging such as X-rays or MRI reports that show the state of the bone and the shoulder joint are central. Surgical reports describing what was found and done, along with operative notes, can confirm a loss of the humeral head or a failed union.

For recurrent dislocation, medical records showing how often dislocations happen matter a great deal. Records that describe whether you guard all arm movements or only movements at shoulder level help separate the 30%/20% level from the 20%/20% level. Your own written statement, or statements from people who see you daily, describing how often episodes occur and which movements you avoid can support this distinction.

For malunion, imaging that shows the degree of bone deformity — and clinical exam notes describing whether that deformity is marked or moderate — are the key records. Exam findings documenting pain, weakness, or restricted motion caused by the deformity also reflect the functional impact the rating criteria are meant to capture.

Secondary conditions

Conditions that are often caused or made worse by this one. If you have any of these, they may be claimable as secondary service connection.